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刘业进教授博客

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首都经济贸易大学教授,硕士生导师,北师大政府管理学院兼职研究员。北京市中青年骨干教师(2009,北京市优秀人才(2012)),校级后备学科带头人和人才强教深化计划拔尖人才(2014)。担任《经济学季刊》等学术期刊审稿专家。专著《分工、交易和经济秩序》《经济演化:迈向一般演化范式》。译著:《竞争与企业家精神》, 研究领域:制度经济学、演化经济学、保守主义,涉猎企业理论,政治哲学和道德哲学,教育j经济学。崇敬柏克和哈耶克思想。hayeking@126.com。

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《新制度经济学》课外阅读书目  

2009-07-01 17:46:19|  分类: 默认分类 |  标签: |举报 |字号 订阅

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修读《新制度经济学》、《制度分析的案例研究》课程的同学,课外阅读书目应在以下这份书目/文章清单中选择,选择其他书目所做的读书笔记或者学期小论文将不计入期末考试成绩.有个别同学把其他课程指定阅读材料的读书笔记交上充数,老师给了一个分数,以后不能再出现这种情况。交给老师任何形式的作业,如有剽窃行为以零分处理。本书目清单将不定期增补有价值的新近文献。考试不及格或其他对成绩有异议的情况应该按照学校有关申诉程序获得救济,老师反对、拒绝和鄙视各种找关系、走后门等不正当手段寻求加分通过的行为。

 

《新制度经济学》阅读书目

Introductory Reading List in New Institutional Economics

 

第一部分  英文著作

 

Overview

1Eggertsson, Thrainn, Economic Behavior and Institutions, Cambridge: Cambridge University Press, 1990. 中文版[]埃格特森著 《经济行为与制度》商务印书馆

 

2Furubotn, Eirik G. and Rudolf Richter, Institutions and Economic Theory: The Contribution of the New Institutional Economics, Ann Arbor: The University of Michigan Press, 1997.中文版《新制度经济学》,上海三联2006年版。

 

Transaction Cost Perspective

Coase, Ronald, "The Nature of The Firm," Economica, November 1937, pp. 386-495. Reprinted in Boulding, Kenneth, Readings in Price Theory, 1952, pp. 331-351;

and in Coase, R. H., The Firm, the Market and the Law, The University of Chicago Press, 1988, pp. 33-55; and in Williamson, O. and Winter, S., eds., The Nature of the Firm: Origins, Evolution and Development, Oxford University Press, 1991.

Coase, Ronald, "The Problem of Social Costs," Journal of Law and Economics, October 1960, pp. 1-44.  Reprinted in Henry G. Manne, ed., The Economics of Legal Relationships, West Publishing, 1975; and in Breit, W., Hochman, H., and Saueracker E., Readings in Microeconomics, Times Mirror Publishing, 1986, pp. 414-440; and in Coase, R. H., The Firm, the Market and the Law, The University of Chicago Press, 1988.

Coase, Ronald, "How Should Economists Choose?", the G. Warren Nutter Lectures in Political Economy, published by the American Enterprise Institute for Public Policy Research, 1982. Reprinted in Coase, R.H., Essays on Economics and Economists, The University of Chicago Press, 1994, pp. 15-33.

Coase, Ronald H., The Firm, the Market and the Law, The University of Chicago Press, 1988.

Alchian, Armen A. and Demsetz, Harold, ">“Production, Information Costs, and Economic Organization,” American Economic Review 62:5 (December 1972), pp. 777-795.

Ostrom, Elinor, Governing the Commons: The Evolution of Institutions for Collective Action, Cambridge University Press, 1990

Williamson, Oliver, "Franchise Bidding for Natural Monopolies – in General and with Respect to CATV," The Bell Journal of Economics, 7 (Spring 1976), pp. 73-104.

Williamson, Oliver, "Transaction Cost Economics: The Governance of Contractual Relations," Journal of Law and Economics, 22 (October 1979), pp. 233-261

Williamson, Oliver, "Credible Commitments: Using Hostages to Support Exchange," American Economic Review, 73 (September 1983), pp. 519-40.

Williamson, Oliver, The Economic Institutions of Capitalism: Firms, Markets, Relational Contracting, New York: The Free Press, 1985.

Williamson, O. and Winter, S., editors, The Nature of the Firm: Origins, Evolution and Development, Oxford University Press, 1991.

Williamson, Oliver E.. and Masten, Scott E., editors, The Economics of Transaction Costs, Edward Elgar Publishing, 1999.

Williamson, Oliver, "The New Institutional Economics: Taking Stock, Looking Ahead," Journal of Economic Literature, 38 (September 2000), pp. 595-613.

 

Historical and Political Economy Perspective

North, Douglass. C., Institutions, Institutional Change and Economic Performance, Cambridge: Cambridge University Press, 1990.

North, Douglass C., "Institutions," The Journal of Economic Perspectives, 5:1 (Winter 1991), pp. 97-112.

North, Douglass C., "New Institutional Economics and Development." 1993 working paper (PDF file).

North, Douglass C., "Economic Performance Through Time," The American Economic Review, 84 (June 1994), pp. 359-368.

North, Douglass C., "Five Propositions about Institutional Change," in Explaining Social Institutions, Jack Knight and Itai Sened, eds., University of Michigan Press, 1995, pp. 15-26.

North, Douglass C., "Understanding Economic Change," in Transforming Post-Communist Political Economies, Joan M. Nelson, Charles Tilly and Lee Walker, eds., Washington D. C.: National Academy Press, 1997, pp. 13-18.

 

Applications

Alston, Lee, Gary Libecap, and Bernardo Mueller, Titles, Conflict and Land Use: The Development of Property Rights and Land Reform on the Brazilian Amazon Frontier, University of Michigan Press, 1998.

Alston, Lee J., Eggertsson, Thrainn, and North, Douglass C., eds. Empirical Studies in Institutional Change, Cambridge University Press: Cambridge, 1996.

Benham, Alexandra and Lee Benham, "Property Rights in Transition Economies: A Commentary on What Economists Know," in Transforming Post-Communist Political Economies, Joan M. Nelson, Charles Tilly and Lee Walker, eds., Washington DC: National Academy Press, 1997.

Benham, Alexandra and Lee Benham, "Measuring the Costs of Exchange," in Ménard, Claude, editor, Institutions, Contracts and Organizations: Perspectives from New Institutional Economics, Edward Elgar, 2000, pp. 367-375.

Coase, Ronald, "The Lighthouse in Economics," The Journal of Law and Economics, 17:2 (October 1974), pp. 357-376. Reprinted in Coase, R. H., The Firm, the Market and the Law, The University of Chicago Press, 1988.

Levy, Brian and Pablo Spiller, "The Institutional Foundations of Regulatory Commitment: A Comparative Analysis of Telecommunications Regulation," The Journal of Law, Economics and Organization, October 1994, pp. 201-246.

Masten, Scott, editor, Case Studies in Contracting and Organization, Oxford Press, 1988.

Ménard, Claude, editor, Institutions, Contracts and Organizations: Perspectives from New Institutional Economics, Edward Elgar, 2000.

North, Douglass C. and Barry R. Weingast, "Constitutions and Commitments: The Evolution of Institutions Governing Public Choice in Seventeenth-Century England," The Journal of Economic History, 49:4 (December 1989). Reprinted in Empirical Studies in Institutional Change, Lee J. Alston, Thrainn Eggertsson, and Douglass C. North, eds., Cambridge: Cambridge University Press, 1996.

Stone, Andrew, Brian Levy and Ricardo Parades, "Public Institutions and Private Transactions: A Comparative Analysis of the Legal and Regulatory Environment for Business Transactions in Brazil and Chile" in Empirical Studies in Institutional Change, Lee J. Alston, Thrainn Eggertsson, Douglass C. North, eds., Cambridge University Press, 1996, pp. 95-128.

Wallis, John J. and Douglass C. North, "Measuring the Transaction Sector in the American Economy, 1870-1970," in Engermann, Stanley and Robert Gallman, eds., Income and Wealth: Long-Term Factors in American Economic Growth, Chicag University of Chicago Press, 1986.

World Bank (team led by Mary Shirley), Bureaucrats in Business: The Economics and Politics of Government Ownership, New York: Oxford University Press, 1995.

 

Other

Alchian, Armen A., "Uncertainty, Evolution, and Economic Theory," Journal of Political Economy, 58:3 (June 1950), pp. 211-221; also in American Economic Association, Hefflebower and Stocking, eds., Readings in Industrial Organization and Public Policy, pp. 457-476.

Barzel, Yoram. Economic Analysis of Property Rights, Cambridge: Cambridge University Press, 1989.

Demsetz, Harold, "Toward a Theory of Property Rights," American Economic Review, Papers and Proceedings of the Seventy-ninth Annual Meeting, 57:2 (May 1967), pp. 347-359. Reprinted in Furubotn, Eirik, and Pejovich, Svetozar, eds., The Economics of Property Rights, Ballinger, 1974.

Hayek, F. A., " The Use of Knowledge in Society," American Economic Review, 35:4 (September 1945) pp. 519-530.

Sened, Itai, The Political Institution of Private Property, Cambridge University Press, pp. 76-132.

 

第二部分  关于制度经济学中文版教材

1.产权经济学:[]埃格特森,商务印书馆修正版《经济行为与制度》;张五常,《经济解释》,香港花千树出版社,或《21世纪经济报道》连载版

2.交易费用经济学:[]威廉姆森,商务印书馆《资本主义经济制度》;

3.契约理论:[]菲吕博腾和理查特,上海三联《新制度经济学》;

4.企业理论和产权理论:哈特,上海三联《企业、合同和财务结构》;

5.制度和制度变迁:诺思,上海三联《制度、制度变迁和经济绩效》;格雷夫,《制度和通往现代经济之路》(将出);扬,上海财大出版社《社会制度的经济分析》等;托克维尔.旧制度与大革命.商务印书馆1992.8

6.演化学派:鲍尔斯,《微观经济学:行为、制度和演化》;霍奇逊.现代制度主义宣言,北京大学出版社1993.3;霍奇逊.演化与制度,中国人民大学出版社2007.10;爱德华.O.威尔逊.社会生物学——新的综合。北京理工大学出版社2008.5;约翰.C.艾克尔斯.脑的进化.上海世纪出版集团2007.4;亨利.柏格森.创造进化论.商务印书馆2004.10;理查德.道金斯.盲眼钟表匠.重庆出版社2005.5H.奥菲克.第二天性:人类进化的经济起源.中国社会科学出版社2004.12

7.其他主题:詹姆士.M.布坎南.宪法秩序的经济学和伦理学.商务印书馆2008.3;迈克尔.波兰尼.社会、经济和哲学——波兰尼文选.商务印书馆2006.8

 

注:本书目单主要参照了聂辉华,2008,有部分删减和增补。

  

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